ROBUST INVESTMENT LINEUP AND STRATEGIES
- Participants can choose Seligman Time Horizon Matrix® or create their own mix of investments
- Seligman Time Horizon Matrix: multi-manager target date retirement solution with powerful long-term results
Simple
- Participants enroll in one of the 31 target-date retirement portfolios
- Each year, participants migrate from one portfolio to the next as they get closer to their goal
- Harvester Portfolio is designed for participants in retirement seeking income as well as growth and preservation of capital
Customized
- Underlying investments are actively managed mutual funds
- Plans with at least $1 million in assets can customize the funds that make up their Matrix by choosing from a universe of over 1,000 funds*
Results
- 10-year track record of driving participation and delivering results through up and down markets
- Choose funds in addition to those in the Matrix, for a full investment lineup of up to 21 funds
- Sophisticated QDIAs: single- and multi-age appropriate default fund options available
FULL-SERVICE RECORDKEEPING AND ADMINISTRATION FLEXIBILITY
- Service guarantees for key administrative functions
- Dedicated plan installation team
- Personalized enrollment kits
- Online access for plan sponsors, participants, and financial advisors
- Telephone voice response system available in English and Spanish
- Roth 401(k) feature available
- Fully-automatic plan options: automatic enrollment and automatic deferral increases in combination with ageappropriate QDIAs
- Age-weighted and new comparability profit sharing options available
| One-Time Setup Fee | |
| New Plans: |
$1,000 |
| Takeover plans: |
$1,500 |
|
Average Assets Per Participant |
Base Fee |
Per Participant Fee |
|
0 - $10,000 |
$1,700 |
$35 |
|
$10,001 - $20,000 |
$1,700 |
$25 |
|
$20,001 - $30,000 |
$1,700 |
$15 |
|
$30,001 - $40,000 |
$1,700 |
$5 |
|
$40,001 and over |
$1,700† |
$0 |
| †SPECIAL PRICING — DISCOUNT! |
| Plans with at least a $40,000 average account balance AND at least $1 million in assets receive a 100% discount on annual plan administration fees. |
| Eligibility for the discount is subject to certain restrictions; contact Seligman Advisors, Inc. for details. The plan must be using a basic plan document and offer the Seligman Time Horizon Matrix investment strategy. The plan’s fees are calculated based on the plan demographics at the end of each quarter. |
Additional fees may apply. Fees are subject to Seligman Advisors' approval. Obtain a customized proposal for details.
Request a Proposal Today! Complete this Proposal Request Form and fax it to Seligman at 212-922-5740
Plan administration provided by AscensusSM (formerly BISYS). Ascensus receives compensation from certain mutual funds or their affiliates, including their transfer agents (e.g., Seligman Data Corp.), to cover expenses relating to services that Ascensus provides to the funds, including, but not limited to, the purchase and redemption of shares, participantlevel fund recordkeeping and delivery of fund prospectuses and related materials. Please refer to the Recordkeeping Service Agreement in the Plan Establishment Kit for more details. AscensusSM is a service mark used under license by Ascensus, Inc.
Diversification through asset allocation does assure a profit or protect against loss in a declining market.
*New plans with at least 100 eligible employees may also qualify; contact Seligman Advisors, Inc. for details.
This material is authorized for use only in the case of a concurrent or prior delivery of the offering prospectus of a Seligman Mutual Fund. You should consider the investment objectives, risks, charges, and expenses of a Fund carefully before investing. The prospectus, which contains information about these factors and other important information about a Fund, should be read carefully before investing.